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Mark John Aloisio

Waverly Advisors, LLC

Chicago, IL

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-14
  • IL RA
    APPROVED
    Since 2025-11-14

Branch Locations

156 N. Jefferson Street Suite 300, Chicago, IL 60661 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Promus Capital, Llc Chicago IL 04/2025 12/2025
Jpmorgan Securities Llc Northbrook IL 06/2014 01/2017
Jpmorgan Securities Llc Northbrook, Chicago IL 01/2017 01/2021
Jpmorgan Securities Llc Chicago IL 01/2021 04/2025
Waverly Advisors, Llc Birmingham AL 11/2025 Present
  • 04/2025 → 12/2025
    Promus Capital, Llc
    Chicago, IL
  • 06/2014 → 01/2017
    Jpmorgan Securities Llc
    Northbrook, IL
  • 01/2017 → 01/2021
    Jpmorgan Securities Llc
    Northbrook, Chicago, IL
  • 01/2021 → 04/2025
    Jpmorgan Securities Llc
    Chicago, IL
  • 11/2025 → Present
    Waverly Advisors, Llc
    Birmingham, AL
Previous Registrations
  • 2025-04-15 → 2025-12-12
    Promus Capital, Llc
    Chicago, IL
  • 2023-02-03 → 2025-04-06
    J.P. Morgan Securities Llc
    Naperville, IL
    Chicago, IL
    Chicago, IL
    Winnetka, IL
    Northbrook, IL
    Chicago, IL
    Winnetka, IL
    Chicago, IL
    Wheaton, IL
Other Businesses

Board member; no; Maryville; October 2025; 0; 0; attend quarterly board meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2009-07-02
  • S65 Uniform Investment Adviser Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2009-07-02
Other Names
  • Mark J Aloisio

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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