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Current Employers
Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-05-04
  • WA RA
    APPROVED
    Since 2021-05-04

Branch Locations

1 Market Street 36 Floor, San Francisco, CA 94105 • United States

650 Ne Holladay Street Suite 1600, Portland, OR 97232 • United States

2565 West Maple Rd, Troy, MI 48084 • United States

10510 Northup Way Suite 150, Kirkland, WA 98033 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Real Estate Transition Solutions, Llc Kirkland WA 11/2016 Present
Pricewaterhousecoopers San Jose CA 10/2015 10/2016
Concorde Asset Management, Llc Livonia MI 01/2021 04/2021
Aurora Securities Inc. Kirkland WA 04/2021 Present
Secure Asset Management Llc Kirkland WA 04/2021 Present
  • 11/2016 → Present
    Real Estate Transition Solutions, Llc
    Kirkland, WA
  • 10/2015 → 10/2016
    Pricewaterhousecoopers
    San Jose, CA
  • 01/2021 → 04/2021
    Livonia, MI
  • 04/2021 → Present
    Aurora Securities Inc.
    Kirkland, WA
  • 04/2021 → Present
    Kirkland, WA
Previous Registrations
Other Businesses

1) Real Estate Transition Solutions, LLC., 10510 Northup Way, Suite 150, Kirkland, WA 98033. Investment Related. Partner, real estate consultancy company that advises property owners through the transition and restructuring of their real estate holdings. My title with the company is Partner and Chief Strategist and I oversee marketing, process, and client tracking. I began working for RETS in October 2016 and spend approximately 30 hours a week working for RETS. Of these ~30 hours, ~25 of these hours occur during security trading hours. 2) Austin & Carson Bowlin TIC - Rental House. This is an investment related activity regarding rental properties. Co-Owner Located at: 325 S. 1st Street, Chelan, WA 98816. 1-5 hours/month during business hours, 1-5 hours/month outside business hours. 4) Secure Asset Management, LLC. Investment related. Kirkland, WA. Investment Advisor Representative. Start date: May 2021. Part time during trading hours. 5) Riverwalk Two LLC, Member & Riverwalk Three LLC, and Riverwalk Four LLC, Member, 9/2021, real estate ownership, 1 hour/month, 0 hours during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-16
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S65 Uniform Investment Adviser Law Examination
    2020-11-16
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11

View on SEC IAPD

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