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13641 159Th St N, Jupiter, FL 33478 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Access Securities | Broomfield | CO | 06/2013 | 01/2017 |
| Griffin Capital Securities, Llc | Phoenix | AZ | 01/2017 | 02/2019 |
| Griffin Capital Securities, Llc | Phoenix | AZ | 02/2019 | Present |
| Access Seurities | Broomfield | CO | 06/2013 | 01/2017 |
| Griffin Capital Securities | Pennington | NJ | 01/2017 | 01/2023 |
| Fortuna Investors, Llc | Miami Beach | FL | 04/2023 | Present |
| Fortuna Investors Llc | South Lake Tahoe | CA | 04/2023 | Present |
Co-owner; Tahoe Home Consignment Inc.; Investment Related: No; 2024 Lake Tahoe Blvd South Lake Tahoe California 96150; Brent Hause and his wife Jen own Tahoe Home Consignment Inc, a brick and mortar retail home furnishings business located in South Lake Tahoe, CA. Brent's involvement is part-time.; Duties: Brent advises on business strategy.; 2023-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 12; Percentage of total yearly compensation expected to be derived from the business: 30;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-11 |
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