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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-29 |
Branch Locations
222 N La Salle St Ste 130, Chicago, IL 60601-1003 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-12 |
Branch Locations
Lasalle Office 222 N Lasalle Street, Suite 130, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Palatine | IL | 08/2015 | 09/2021 |
| Fifth Third Securities | Palatine | IL | 09/2015 | 02/2017 |
| J.P. Morgan Securities Llc | Highland Park | IL | 09/2021 | 02/2022 |
| Jpm Chase Bank Na | Highland Park | IL | 09/2021 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 03/2022 | 08/2025 |
| Bank Of America N.A. | Chicago | IL | 03/2022 | 08/2025 |
| The Huntington Investment Company | Chicago | IL | 08/2025 | Present |
| Ameriprise Financial Services, Llc | Chicago | IL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-14 |
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