Derek Slater

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-02-26

IL RA
APPROVED

Since 2021-02-26

Branch Locations

Chicago, IL • United States

1 N. Franklin St Ste 3450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Chicago	IL	09/2013	02/2019
Mml Investors Services Llc	Chicago	IL	02/2014	02/2019
Lakeshore Financial Group	Chicago	IL	04/2019	Present
National Life Group	Chicago	IL	04/2019	Present
Equity Services Inc	Monpelier	VT	07/2019	Present

09/2013 → 02/2019

Massmutual Life Insurance Co

Chicago, IL
02/2014 → 02/2019

Mml Investors Services Llc

Chicago, IL
04/2019 → Present

Lakeshore Financial Group

Chicago, IL
04/2019 → Present

National Life Group

Chicago, IL
07/2019 → Present

Equity Services Inc

Monpelier, VT

Other Businesses

NATIONAL LIFE GROUP,1 N. FRANKLIN ST., STE 3450,CHICAGO,IL 60606,04/2019,ONGOING,INV REL,INSURANCE,AGENT,DURING TRD/HRS,40+HRS/WK*LAKESHORE FINANCIAL GROUP,1 N. FRANKLIN ST., STE 3450,CHICAGO,IL 60606,04/15/2019,ONGOING,INV REL,INSURANCE,AGENT,DURING TRD/HRS,40+HRS/WK*DEREK SLATER,1448 N. WASHTENAW AVE. #3, CHICAGO, IL 60622,04/04/2023,RENTAL PROPERTY,OWNER,INV REL,NOT DURING TRD/HRS, 1%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-05
S63	Uniform Securities Agent State Law Examination	2012-03-12

S66 Uniform Combined State Law Examination

2021-02-05
S63 Uniform Securities Agent State Law Examination

2012-03-12