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13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-09-12 |
| TX | RA | APPROVED | 2016-01-04 |
Branch Locations
13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ims Securities, Inc. | Houston | TX | 01/2016 | 12/2017 |
| Westpark Wealth Advisors, Inc. | Houston | TX | 01/2016 | Present |
INVESTMENT-RELATED FINANCIAL ADVISOR, INSURANCE, SALES, ADVISE OF INVESTMENT PRODUCTS AND SERVICE OF EXISTING CLIENTS, START DATE: 01/05/2016, 40 HRS/WK, ALL DURING TRADING HRS; NON INVESTMENT-RELATED, MEDICARE HEALTH INSURANCE SALES, AGENT, START DATE: 10/20/2016, 10 HRS/WK, NONE DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-17 |
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