Theodore Richard Augustyniak

Current Employers

Creative Resources Investment Advisors Llc

#1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01
MA	RA	APPROVED	2019-04-29
NH	RA	APPROVED	2019-04-04
RI	RA	APPROVED	2019-01-29
IL	RA	APPROVED	2015-05-19
TX	RA	APPROVED_RES	2015-04-02

FL RA
APPROVED

Since 2025-01-01
MA RA
APPROVED

Since 2019-04-29
NH RA
APPROVED

Since 2019-04-04
RI RA
APPROVED

Since 2019-01-29
IL RA
APPROVED

Since 2015-05-19
TX RA
APPROVED_RES

Since 2015-04-02

Branch Locations

18W 140 Butterfield Road Suite 1500, Oakbrook Terrace, IL 60181 • United States

#1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Creative Resource Investment Advisors, Llc	Warwick	RI	03/2015	Present
Augustyniak Insurance Agency, Inc.	Westmont	IL	04/2017	Present
Advance Legend Funding	New York	NY	05/2017	Present
Creative Resources Broker Services, Llc	Cranston	RI	07/2024	Present

03/2015 → Present

Creative Resource Investment Advisors, Llc

Warwick, RI
04/2017 → Present

Augustyniak Insurance Agency, Inc.

Westmont, IL
05/2017 → Present

Advance Legend Funding

New York, NY
07/2024 → Present

Creative Resources Broker Services, Llc

Cranston, RI

Previous Registrations

2013-09-03 → 2016-03-29

Newport Coast Securities, Inc.

Chicago, IL
2014-10-28 → 2016-03-29

Newport Coast Asset Management, Inc.

Chicago, IL
2012-04-25 → 2013-09-30

Ariston Wealth Management, L.P.

New York, NY
2011-12-05 → 2012-04-24

Ariston Wealth Management, L.P.

Chicago, IL
2010-07-19 → 2011-12-01

Anderson & Strudwick, Incorporated

Chicago, IL
2009-07-09 → 2010-07-08

Jesup & Lamont Securities Corp

Chicago, IL
2010-04-05 → 2010-07-08

Jesup & Lamont Advisors

Chicago, IL
2007-10-25 → 2009-10-06

Interocean Wealth Management Llc

Chicago, IL
2009-05-18 → 2009-06-26

Brewer Investment Advisors Llc

Chicago, IL

Other Businesses

Farmers Insurance Group, through Augustyniak Insurance Agency, Inc. (as of 4/1/17), Westmont, IL, investment related, start date 12/2016, insurance agent, 140 hrs/month, selling life, health, long-term care, home, and auto insurance. Legend Advance Funding, New York, NY, Investment Related, Start Date May 2017; Consultant for merchant funding; 2 hours/month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-29
S63	Uniform Securities Agent State Law Examination	2006-05-05

S65 Uniform Investment Adviser Law Examination

2007-12-29
S63 Uniform Securities Agent State Law Examination

2006-05-05

Other Names

Ted Richard Augustyniak
Theodore R Augustyniak
Teddy Richard Augustyniak

View on SEC IAPD