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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-15 |
| OH | RA | APPROVED | 2013-08-22 |
Branch Locations
3750 Park East Drive #200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John D. Brown Cpa, Inc. | Solon | OH | 01/2011 | 03/2020 |
| Lpl Financial, Llc | Beachwood | OH | 07/2012 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 10/2012 | Present |
1. 8/19/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 7/12/2012 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 10/29/2012 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 100%. 4. 12/17/2018 - Wealth Advocate Group - DBA: Wealth Advocate Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 64 Hours Per Month/8 Hours During Securities Trading. 5. 12/19/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2019 - 64 Hours Per Month/8 Hours During Securities Trading. 6. 1/13/2021 - Brown Capital Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/07/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 3/31/2021 - Wealth Advocate Partners, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/22/2021 - 4 Hours Per Month/3 Hours During Securities Trading. 8. 4/6/2021 - Wealth Advocate Partners LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/23/2020 - 4 Hours Per Month/3 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-15 |
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