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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-15
OH RA APPROVED 2013-08-22
  • TX RA
    APPROVED_RES
    Since 2016-03-15
  • OH RA
    APPROVED
    Since 2013-08-22

Branch Locations

3750 Park East Drive #200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John D. Brown Cpa, Inc. Solon OH 01/2011 03/2020
Lpl Financial, Llc Beachwood OH 07/2012 Present
Stratos Wealth Partners, Ltd Beachwood OH 10/2012 Present
  • 01/2011 → 03/2020
    John D. Brown Cpa, Inc.
    Solon, OH
  • 07/2012 → Present
    Lpl Financial, Llc
    Beachwood, OH
  • 10/2012 → Present
    Beachwood, OH
Other Businesses

1. 8/19/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 7/12/2012 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 10/29/2012 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 100%. 4. 12/17/2018 - Wealth Advocate Group - DBA: Wealth Advocate Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 64 Hours Per Month/8 Hours During Securities Trading. 5. 12/19/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2019 - 64 Hours Per Month/8 Hours During Securities Trading. 6. 1/13/2021 - Brown Capital Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/07/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 3/31/2021 - Wealth Advocate Partners, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/22/2021 - 4 Hours Per Month/3 Hours During Securities Trading. 8. 4/6/2021 - Wealth Advocate Partners LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/23/2020 - 4 Hours Per Month/3 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-03-15
  • S63 Uniform Securities Agent State Law Examination
    2021-03-15

View on SEC IAPD

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