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William Willard Smith

Harmont Fixed Income, LLC

Phoenix, AZ

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Current Employers
Harmont Fixed Income, Llc

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-11
  • AZ RA
    APPROVED
    Since 2022-05-11

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Templeton Financial Services Chandler AZ 11/2012 03/2022
Harmont Fixed Income, Llc Phoenix AZ 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-10
S63 Uniform Securities Agent State Law Examination 2009-08-31
  • S65 Uniform Investment Adviser Law Examination
    2012-12-10
  • S63 Uniform Securities Agent State Law Examination
    2009-08-31
Other Names
  • William Smith
  • William Willard Smith
  • William Willard Smith

View on SEC IAPD

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