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Current Employers
Mission Retirement Consulting, Inc.

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-10
  • CA RA
    APPROVED
    Since 2019-10-10

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributions, Inc. Irvine CA 04/2012 07/2019
Mission Retirement Consulting, Inc. San Diego CA 05/2019 Present
Other Businesses

INDEPENDENT LICENSED INSURANCE AGENT; NON INVESTMENT RELATED; CURRENTLY NO HOURS SPENT ON INSURANCE RELATED ACTIVITIES; SAN DIEGO, CA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-13
S63 Uniform Securities Agent State Law Examination 2009-08-21
  • S65 Uniform Investment Adviser Law Examination
    2019-08-13
  • S63 Uniform Securities Agent State Law Examination
    2009-08-21

View on SEC IAPD

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