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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gateway Group, Llc | Garden City | NY | 10/2005 | Present |
GATEWAY INVESTMENTS LLC -DBA AND GATEWAY GROUP LLC POSITION: Statutory Agent - NATURE: Registered Investment Adviser -under the DBA Gateway Investments LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 156 START DATE: 09/25/2006 ADDRESS: 390 Old Country Rd, 2nd Floor, Garden City NY 11530, United States DESCRIPTION: Financial Advisor, Office management and Benefits Admin
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-25 |
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