Tara Dempsey Carlson

Current Employers

Employment History

• 04/2016 → 09/2018
  Waddell & Associates, Llc
  Memphis, TN
• 09/2018 → 02/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brentwood, TN
• 11/2018 → 02/2025
  Bank Of America, N.A.
  Brentwood, TN
• 02/2025 → Present
  Kestra Investment Services, Llc
  Brentwood, TN
• 02/2025 → Present
  Kestra Advisory Services, Llc
  Brentwood, TN

Previous Registrations

• 2018-09-10 → 2025-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brentwood, TN
  Franklin, TN
  Brentwood, TN
• 2016-05-25 → 2018-09-07
  Waddell & Associates, Llc
  Memphis, TN
• 2016-03-16 → 2016-05-25
  Waddell & Associates Inc
  Brentwood, TN
  Memphis, TN

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/20/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: COMMERCIAL RENTAL FOR MY OFFICE, 106 MISSION COURT, SUITE 106 POSITION: Joint Owner with my husband, Dan Carlson NATURE: Real Estate INVESTMENT RELATED: Yes, # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: 106 Mission Court, Suit 106, Franklin TN 37067, United States DESCRIPTION: I own Magnolia Wealth Partners, the tenant of 106 Mission Court, which will be owned by a trust we are setting up for the business condo. We own this condo as a retirement asset. We will collect rent, pay taxes, coordinate repairs, and take care of the property. The business and the real estate are separate entities. Name: 1115 TWIN SPRINGS DRIVE, LONG TERM RENTAL, JTWROS POSITION: Joint Owner - former primary home NATURE: Real Estate INVESTMENT RELATED: Yes, # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 1115 Twin Springs Drive, Brentwood TN 37027, United States DESCRIPTION: General activity is normal long term residential activity, post on Trulia and Apartments.com for rent when tenant moves, interview tenants, sign lease, collect security deposit and rent, repair and maintenance and pay taxes. Name: 2121 ELLIOTT AVENUE LONG TERM RENTAL POSITION: We own the house and manage the property ourselves. NATURE: Real Estate INVESTMENT RELATED: Yes, # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2015 ADDRESS: 2121 Elliott Avenue, Nashville TN 37204, United States DESCRIPTION: Normal property management duties. It has been a good investment and we plan to keep it. Name: MAGNOLIA WEALTH PARTNERS LLC POSITION: Owner, Wealth Management Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/20/2025 ADDRESS: P.O Box 681672, Franklin TN 37068, United States DESCRIPTION: advisor and owner of Magnolia Wealth Partners, work with current and prospective clients on financial and investment plans. We also make sure to follow all rules and regulations in regard to books and records. Name: NON-PROFIT BOARD MEMBER, RENEWAL HOUSE POSITION: Board Member, Development Committee Member, update 8/1 they asked me to be part of financial committee, asking permission NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/13/2021 ADDRESS: 3600 Clarksville Pike, Nashville TN 37218, United States DESCRIPTION: Attend meetings, hear what's going on, learn about the CEO's potential decisions, approve meeting minutes, approve decisions, brainstorm fundraising ideas, attend Renewal House events for donors. Call donors. Write thank you notes to donors. UPDATE - asking permissions to join financial committee - Review financials and discuss financial decisions, ie salary, bonuses, loan pay-offs. Will have ZERO direct or indirect control of any funds. Just get copies of financial reports. Large non-profit with an independent outside CFO and bookkeeper.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-10-29
• S66 Uniform Combined State Law Examination
  2011-07-19

Designations

Other Names

• Tara Elizabeth Dempsey
• Tara Elizabeth Carlson
• Tara Dempsey Carlson
• Tara Carlson