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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-25
TX RA APPROVED_RES 2016-07-28
  • CA RA
    APPROVED
    Since 2017-09-25
  • TX RA
    APPROVED_RES
    Since 2016-07-28

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2015 Present
Bank Of America, N.A. New York NY 01/2016 Present
Other Businesses

I*134835 For profit or not for profit: Non-Profit Organization Name of outside business organization: Korean American Family Services, Inc. (KFAM) Investment related: No Address of business: Los Angeles, California 90020 Nature of business: Charitable Organization Position, title, association: Advisory Board Member Start date of relationship: 12/1/2020 Number of hours devoted: 4 hour Quarterly Number of hours devoted during trading hours: 0 Duties: The 501(c)(3) empowers underserved Korean American and Asian Pacific Islander families through culturally responsive programs: Asian Foster Family Initiative, Child & Adult Wellness, Clinical Counseling, Domestic Violence. Role: board member. I*: 2332269 Entity Type: Charitable Name of OBA: California Council on Economic Education (CCEE) Address: Long Beach, CA 90807 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 05/01/2025 Number of Hours: 24 hrs annually Number of Hours during trading: 0 Duties: Mission: To equip California teachers, and especially their students, with the tools and knowledge of personal finance and economics to empower them to make more impactful decisions for themselves, their families and their communities. My expected responsibilities: Help raise funds via give or get; help oversee CCEE's financial stability and supervising CEO; .attend 75% of board meetings, committee meetings, and retreats; prioritize the annual gala (unless unable due to travel or incapacity); and attend at least one CCEE teacher or student event annually; maintain confidentiality; respect distinction between governance and management; follow policies and comply w/ laws; uphold highest ethical standards.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-23
S63 Uniform Securities Agent State Law Examination 2009-04-11
  • S66 Uniform Combined State Law Examination
    2015-12-23
  • S63 Uniform Securities Agent State Law Examination
    2009-04-11
Other Names
  • Henry Ho-Sung Byun
  • Hosung Byun
  • Henry Hosung Byun

View on SEC IAPD

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