Clark Lichty

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-08-21
TX	RA	APPROVED	2019-01-04
IL	RA	APPROVED	2017-08-28

IA RA
APPROVED

Since 2025-08-21
TX RA
APPROVED

Since 2019-01-04
IL RA
APPROVED

Since 2017-08-28

Branch Locations

Waterloo, IA • United States

939 W North Ave Suite 720, Chicago, IL 60642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2017	Present
Self Employed	Chicago	IL	05/2007	06/2017

07/2017 → Present

Edward Jones

St Louis, MO
05/2007 → 06/2017

Self Employed

Chicago, IL

Previous Registrations

2006-01-05 → 2007-10-09

Avantax Planning Partners, Inc.

Dubuque, IA

Other Businesses

Modeling Chicago, IL Start date: 5/1/2008 Model Hours per week: 2 Hours during trading: 2 Model * State Tower Association Chicago, IL Start date: 12/5/2019 Vice President Hours per week: 0 Hours during trading: 0 Nominated as Vice President of Board of my condo association. Manage their reserve assets. * Self Type of business: Rental Property Waterloo, IA Start date: 1/1/2026 Owner Hours per week: 0 Hours during trading: 0 Rental Farmland in Iowa

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-25
S65	Uniform Investment Adviser Law Examination	2005-12-20

S66 Uniform Combined State Law Examination

2017-08-25
S65 Uniform Investment Adviser Law Examination

2005-12-20

Designations

Other Names

Clark Randall Lichty

View on SEC IAPD