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Christopher Daniel Mason

Charles Schwab & Co., Inc.

Chicago, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-23
  • IL RA
    APPROVED
    Since 2022-05-23

Branch Locations

150 S. Wacker Drive Suite 100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Chicago IL 08/2016 05/2018
Goldman Sachs & Co Llc Chicago IL 05/2018 01/2022
Charles Schwab & Co., Inc. Chicago IL 04/2022 Present
Charles Schwab Bank, Ssb Chicago IL 04/2022 Present
  • 08/2016 → 05/2018
    Citigroup
    Chicago, IL
  • 05/2018 → 01/2022
    Goldman Sachs & Co Llc
    Chicago, IL
  • 04/2022 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 04/2022 → Present
    Charles Schwab Bank, Ssb
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23
Other Names
  • Christopher Daniel Mason
  • Christopher D Mason

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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