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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-03
  • IL RA
    APPROVED
    Since 2022-05-03

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Chicago IL 01/2022 Present
N/A Chicago IL 07/2015 12/2021
  • 01/2022 → Present
    Raymond James
    Chicago, IL
  • 07/2015 → 12/2021
    N/A
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-30
S63 Uniform Securities Agent State Law Examination 2009-06-04
  • S66 Uniform Combined State Law Examination
    2022-04-30
  • S63 Uniform Securities Agent State Law Examination
    2009-06-04
Other Names
  • Freda Cai
  • Jia Meng Cai

View on SEC IAPD

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