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Ramya Sreepathi

J.P. Morgan Securities LLC

Studio City, CA

Los Angeles, CA

Newport Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
CA RA APPROVED 2023-11-20
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • CA RA
    APPROVED
    Since 2023-11-20

Branch Locations

Studio City, CA • United States

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Irvine CA 07/2009 11/2019
First Republic Securities Company, Llc Los Angeles CA 11/2019 10/2023
First Republic Investment Management, Inc. Los Angeles CA 11/2019 Present
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
  • 07/2009 → 11/2019
    Ubs Financial Services, Inc.
    Irvine, CA
  • 11/2019 → 10/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 11/2019 → Present
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
  • 2019-11-05 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
  • 2012-05-14 → 2019-11-12
    Ubs Financial Services Inc.
    Irvine, CA
    Beverly Hills, CA
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-11
  • S66 Uniform Combined State Law Examination
    2012-05-11
Other Names
  • Ramya Reddy Sreepatni
  • Ramya Reddy Sreepathi

View on SEC IAPD

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