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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-23 |
Branch Locations
200 Prosperity Dr Pmb 241, Knoxville, TN 37923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Knoxville | TN | 04/2009 | Present |
1- 04/10/2024 / ATW Financial Strategy / DBA for LPL Business (entity for LPL business) / Investment Related/ At reported business location(s) / Start date: 04/10/2024 / 160 hrs mth / 8 hrs during trading / 2) 06/12/2025 - Not Investment Related - Other - WHOLESALE WELLNESS PRODUCTS - KNOXVILLE, TN - Start Date:06/01/2025 - 3 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-22 |
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