Alexander G L Fennell

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-11-14
TX	RA	APPROVED_RES	2024-11-14

CT RA
APPROVED

Since 2024-11-14
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

Farmington, CT • United States

185 Center Street Unit B, Wallingford, CT 06492 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Shelton	CT	04/2009	11/2024
Prudential Insurance Company Of America	Shelton	CT	04/2009	Present
Lpl Enterprise, Llc	Wallingford	CT	11/2024	Present

04/2009 → 11/2024

Pruco Securities, Llc.

Shelton, CT
04/2009 → Present

Prudential Insurance Company Of America

Shelton, CT
11/2024 → Present

Lpl Enterprise, Llc

Wallingford, CT

Previous Registrations

2011-01-10 → 2024-11-14

Pruco Securities, Llc.

Shelton, CT

Shelton, CT

Wallingford, CT

Farmington, CT

Other Businesses

1.08/24/2026; Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name Stealth Wealth Management; Investment Related; at Reported Business Location(s); Start Date 08/20/2026; 4hrs/mth; 4hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-21
S63	Uniform Securities Agent State Law Examination	2009-06-03

S65 Uniform Investment Adviser Law Examination

2010-12-21
S63 Uniform Securities Agent State Law Examination

2009-06-03

Designations

Other Names

Alexander Fennell

View on SEC IAPD