Thomas James Gordon

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
TX	RA	APPROVED	2025-08-14
VT	RA	APPROVED	2025-08-14
GA	RA	APPROVED	2024-03-19

Branch Locations

Auburn, GA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Chase Bank Na	Marietta	GA	10/2009	03/2017
J.P. Morgan Securities Llc	Dunwoody	GA	10/2012	03/2017
Scottrade, Inc.	Lawrenceville	GA	02/2017	02/2018
Td Ameritrade, Inc.	Duluth	GA	02/2018	01/2021
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	01/2021	02/2024
Bank Of America, N.A.	Atlanta	GA	03/2021	02/2024
Tiaa	Atlanta	GA	03/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Atlanta	GA	03/2024	Present

10/2009 → 03/2017

Jp Morgan Chase Bank Na

Marietta, GA
10/2012 → 03/2017

J.P. Morgan Securities Llc

Dunwoody, GA
02/2017 → 02/2018

Scottrade, Inc.

Lawrenceville, GA
02/2018 → 01/2021

Td Ameritrade, Inc.

Duluth, GA
02/2018 → 12/2020

Td Ameritrade Investment Management, Llc

Omaha, NE
01/2021 → 02/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
03/2021 → 02/2024

Bank Of America, N.A.

Atlanta, GA
03/2024 → Present

Tiaa

Atlanta, GA
03/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-14
S63	Uniform Securities Agent State Law Examination	2009-08-17