Nicholas James Hargreaves

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-06
TX	RA	APPROVED	2018-07-05

Branch Locations

San Antonio, TX • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Philadelphia	PA	11/2012	05/2018
Capital Group / American Funds Distributors, Inc.	San Antonio	TX	06/2018	10/2019
Capital Group / American Funds Distributors, Inc.	San Antonio	TX	10/2019	10/2021
Capital Group / American Funds Distributors, Inc.	San Antonio	TX	10/2021	03/2024
Capital Group / Capital Client Group, Inc.	San Antonio	TX	03/2024	03/2026
Capital Group / Capital Client Group, Inc.	Los Angeles	CA	03/2026	Present

11/2012 → 05/2018

Tiaa

Philadelphia, PA
06/2018 → 10/2019

Capital Group / American Funds Distributors, Inc.

San Antonio, TX
10/2019 → 10/2021

Capital Group / American Funds Distributors, Inc.

San Antonio, TX
10/2021 → 03/2024

Capital Group / American Funds Distributors, Inc.

San Antonio, TX
03/2024 → 03/2026

Capital Group / Capital Client Group, Inc.

San Antonio, TX
03/2026 → Present

Capital Group / Capital Client Group, Inc.

Los Angeles, CA

2015-05-18 → 2018-05-30

Tiaa-Cref Individual & Institutional Services, Llc

Philadelphia, PA
2010-06-14 → 2012-10-31

Usaa Financial Planning Services

San Antonio, TX
2009-09-28 → 2010-05-05

New England Securities

Newtown Square, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-25

Other Firms