Carla Ng Yuan

Current Employers

Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-08

CA RA
APPROVED

Since 2025-10-08

Branch Locations

900 East Hamilton Ave, Suite 120, Campbell, CA 95008 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wiley	Redondo Beach	CA	02/2016	03/2023
Uworld	Cupertino	CA	04/2023	01/2024
First Team Real Estate	Long Beach	CA	04/2020	03/2023
Wealth Consulting Group	Pleasant Hill	CA	02/2024	02/2025
Keller Williams Bay Area Estates	Los Gatos	CA	04/2023	Present
Beacon Pointe Advisors, Llc	Pleasant Hill	CA	03/2025	03/2026
Beacon Pointe Advisors, Llc	Campbell	CA	04/2026	Present

02/2016 → 03/2023

Wiley

Redondo Beach, CA
04/2023 → 01/2024

Uworld

Cupertino, CA
04/2020 → 03/2023

First Team Real Estate

Long Beach, CA
02/2024 → 02/2025

Wealth Consulting Group

Pleasant Hill, CA
04/2023 → Present

Keller Williams Bay Area Estates

Los Gatos, CA
03/2025 → 03/2026

Beacon Pointe Advisors, Llc

Pleasant Hill, CA
04/2026 → Present

Beacon Pointe Advisors, Llc

Campbell, CA

Other Businesses

Keller Williams Bay Area Estates: 16780 Lark Ave, Ste A, Los Gatos CA 95032 ; Not-investment related; Nature of the business: Real Estate; Title/Position: Realtor; Start date: 04/2023, 0 HRS/MO during trading hours, 2-3 HRS/MO after trading hours; Duties: Real Estate Agent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-08

S65 Uniform Investment Adviser Law Examination

2025-10-08

Other Names

Carla Ng
Carla E Ng
Carla Erin Ng

View on SEC IAPD