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Farnaz Sharifian

Wells Fargo Clearing Services, LLC

Newport Beach, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-06-20
TX RA APPROVED_RES 2015-12-11
CA RA APPROVED 2011-01-03
  • NJ RA
    APPROVED
    Since 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2015-12-11
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

21103 Newport Coast Dr, Newport Beach, CA 92657 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Diego CA 02/2006 Present
Wells Fargo Advisors Llc San Diego CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
  • 02/2006 → Present
    Wells Fargo Bank
    San Diego, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Diego, CA
Previous Registrations
  • 2009-09-22 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
  • S66 Uniform Combined State Law Examination
    2009-09-21

View on SEC IAPD

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