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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-04-20
  • LA RA
    APPROVED
    Since 2023-04-20

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Prairieville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 12/2011 08/2018
Guardian Life Insurance Company Baton Rouge LA 09/2018 08/2019
Park Avenue Securities Llc Baton Rouge LA 09/2018 08/2019
Pruco Securities, Llc Metairie LA 09/2019 07/2020
The Prudential Insurance Company Of America Metairie LA 09/2019 07/2020
Horace Mann Companies Springfield IL 07/2020 03/2023
Horace Mann Investors Inc Springfield IL 06/2020 03/2023
United Partners Insurance Llc Baton Rouge LA 07/2020 03/2023
Advised Assets Group, Llc Greenwood Village CO 06/2016 08/2018
Tiaa Prairieville LA 03/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Prairieville LA 03/2023 Present
  • 12/2011 → 08/2018
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 09/2018 → 08/2019
    Guardian Life Insurance Company
    Baton Rouge, LA
  • 09/2018 → 08/2019
    Baton Rouge, LA
  • 09/2019 → 07/2020
    Metairie, LA
  • 09/2019 → 07/2020
    The Prudential Insurance Company Of America
    Metairie, LA
  • 07/2020 → 03/2023
    Horace Mann Companies
    Springfield, IL
  • 06/2020 → 03/2023
    Springfield, IL
  • 07/2020 → 03/2023
    United Partners Insurance Llc
    Baton Rouge, LA
  • 06/2016 → 08/2018
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 03/2023 → Present
    Tiaa
    Prairieville, LA
  • 03/2023 → Present
    Prairieville, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-22
S63 Uniform Securities Agent State Law Examination 2012-01-19
  • S65 Uniform Investment Adviser Law Examination
    2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    2012-01-19
Other Names
  • Reggie Wheeler
  • Reginald J Wheeler
  • Reggie J Wheeler
  • Reginald James Wheeler
  • Reginald Wheeler

View on SEC IAPD

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