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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-14
  • CA RA
    APPROVED
    Since 2022-02-14

Branch Locations

425 Market Street Suite 1800, San Francisco, CA 94105 • United States

San Francisco, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc San Diego CA 08/2010 Present
New York Life Insurance Company San Diego CA 04/2009 Present
Keymix Solutions San Diego CA 09/2004 Present
Eagle Strategies Llc San Diego CA 02/2022 Present
  • 08/2010 → Present
    Nylife Securities Llc
    San Diego, CA
  • 04/2009 → Present
    New York Life Insurance Company
    San Diego, CA
  • 09/2004 → Present
    Keymix Solutions
    San Diego, CA
  • 02/2022 → Present
    San Diego, CA
Other Businesses

[KEYMIX SOLUTIONS; SOLE PROPRIETORSHIP; SINCE 09/2004; RECEIVING PASSIVE REVENUE ON ALREADY EXISTING CONTRACTS; NO ACTIVE HOURS ON-GOING, NO ACTIVE HOURS DURING SECURITIES TRADING HOURs; NOT SECURITIES RELATED.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; commissions; insurance related] [National Foundation for A Research; National Foundation for A Research (NFAR) is a local non-profit focused on providing opportunities for the development and expansion of programs and resources for the benefit of children and young adults who are impacted by a.; 9815 Carroll Canyon Rd #203 San Diego CA 92131; Start Date 03/2019; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [156 - 158 12th Avenue HOA; Home Owner Association. Joint ownership of common space in condominium; 156 12th Avenue San Francisco California 94118; Start Date 01/2023; Role/Title: Member; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; [156 - 158 12th Avenue HOA; Home Owner Association. Joint ownership of common space in condominium; Paying insurance, making decisions about upkeep, paying contractors for repair work and maintenance] [National Foundation for A Research - Temporary Treasurer; A nonprofit in San Diego dedicated to offering programs and support for autistic individuals and their advocates through vocational programs, social development, and community support.; 9825 Businesspark Ave., San Diego, CA 92131; Start Date 08/2026; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; 1. REVIEW OF MONTHLY FINANCIALS including: Bank Statement, Vanguard Statement, General Ledger, Deposit report, Balance Sheets –(prior month and prior year comparisons), Profit and Loss Statements prior month and prior year comparisons, Year to date), and 12 month Cash Flows. 2. REVIEW OF AUDITED FINANCIALS REPORT (Final Review prior to distribution to Board) 3. REVIEW OF 990 for FEDERAL AND STATE OF CA. (Final Review prior to distribution to Board) The NFAR Treasurer has NOT had signature authority.]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
S63 Uniform Securities Agent State Law Examination 2010-09-14
  • S66 Uniform Combined State Law Examination
    2022-01-26
  • S63 Uniform Securities Agent State Law Examination
    2010-09-14
Designations

View on SEC IAPD

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