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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-12
  • NY RA
    APPROVED
    Since 2023-12-12

Branch Locations

Buffalo, NY • United States

Larkin Square, 239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 11/2010 06/2022
Citigroup Getzville NY 07/2022 11/2022
Key Investment Services Buffalo NY 11/2022 12/2023
Hsbc Bank Usa National Association Depew NY 12/2023 Present
Hsbc Securities (Usa) Inc. Depew NY 12/2023 Present
  • 11/2010 → 06/2022
    Depew, NY
  • 07/2022 → 11/2022
    Citigroup
    Getzville, NY
  • 11/2022 → 12/2023
    Key Investment Services
    Buffalo, NY
  • 12/2023 → Present
    Hsbc Bank Usa National Association
    Depew, NY
  • 12/2023 → Present
    Depew, NY
Previous Registrations
Other Businesses

BUFFALO UNITED SOCCER POSITION: Assistant Coach NATURE: This is a travel soccer league. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 264 Woodside Ave, Buffalo NY 14220, United States DESCRIPTION: Volunteer as assistant coach for travel soccer team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 2009-07-01
  • S66 Uniform Combined State Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2009-07-01
Other Names
  • Tom Griffin

View on SEC IAPD

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