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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-09
  • TX RA
    APPROVED
    Since 2021-08-09

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Natick, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Waltham MA 04/2009 03/2017
Metlife Securities Inc. Wakefield MA 01/2015 03/2017
Mml Investors Services, Llc Needham MA 03/2017 Present
Mass Mutual Life Insurance Company Needham MA 07/2016 Present
  • 04/2009 → 03/2017
    New England Securities
    Waltham, MA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wakefield, MA
  • 03/2017 → Present
    Needham, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Needham, MA
Previous Registrations
  • 2012-02-22 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2016-12-31
    Msi Financial Services, Inc.
    Wakefield, MA
    Wellesley, MA
  • 2012-02-13 → 2015-01-02
    New England Securities
    Wellesley, MA
    Wakefield, MA
Other Businesses

(1)Name: Mark Uzzell Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 05/01/2012 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: individual and group life, group health.. (2)Name: Rental Real Estate Inv rel: Y Add: 9-11 Tolman St Waltham MA 02453 Nature: Simple Rental Property- rental real estate Position: Co-Owner with brother Start date: 05/01/2000 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Landlord

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-03
S63 Uniform Securities Agent State Law Examination 2009-05-05
  • S65 Uniform Investment Adviser Law Examination
    2012-02-03
  • S63 Uniform Securities Agent State Law Examination
    2009-05-05
Other Names
  • Mark A Uzzell

View on SEC IAPD

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