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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-09 |
Branch Locations
140 Kendrick Street Suite C310, Needham, MA 02494 • United States
Natick, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Waltham | MA | 04/2009 | 03/2017 |
| Metlife Securities Inc. | Wakefield | MA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Needham | MA | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Needham | MA | 07/2016 | Present |
(1)Name: Mark Uzzell Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 05/01/2012 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: individual and group life, group health.. (2)Name: Rental Real Estate Inv rel: Y Add: 9-11 Tolman St Waltham MA 02453 Nature: Simple Rental Property- rental real estate Position: Co-Owner with brother Start date: 05/01/2000 No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Landlord
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-05 |
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