Philip James Farese

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-12-03
IN	RA	APPROVED	2009-06-22

TX RA
APPROVED

Since 2009-12-03
IN RA
APPROVED

Since 2009-06-22

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Chesterton, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Philip Farese Attorney At Law	Chesterton	IN	07/1993	Present
Wells Fargo Advisors Llc	Chesterton	IN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Chesterton	IN	11/2016	Present

07/1993 → Present

Philip Farese Attorney At Law

Chesterton, IN
05/2009 → 11/2016

Wells Fargo Advisors Llc

Chesterton, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Chesterton, IN

Other Businesses

LAW LICENSE, NOT INV RELATED, CHESTERTON, IN, START: 1/2010, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: PREPARE LEGAL DOCUMENTS. DUNELAND INTERNAL MEDICINE; NON INV RELATED; CHESTERTON, IN; OTHER; START: 2/5/12; 20 HRS/MO; 0 DURING TRADING; DUTIES: PROVIDE GENERAL BUSINESS ADVICE FOR SPOUSE'S BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-19

S66 Uniform Combined State Law Examination

2009-06-19

Other Names

Philip Farese
Philip James Farese

View on SEC IAPD