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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-04-14 |
Branch Locations
4041 Essen Lane, Suite 400, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Investment Advisors | Cedar Rapids | IA | 03/2009 | 08/2018 |
| Diversified Investors Securities Corp. | Cedar Rapids | IA | 04/2009 | 08/2018 |
| Kestra Investment Services, Llc. | Covington | LA | 09/2018 | 03/2022 |
| Arthur J. Gallagher | Covington | LA | 08/2018 | 09/2018 |
| Kestra Advisory Services, Llc. | Covington | LA | 09/2018 | 03/2022 |
| Triad Advisors | Norcross | GA | 03/2022 | 08/2024 |
| Gallagher Fiduciary Advisors, Llc | Baton Rouge | LA | 04/2022 | Present |
| Osaic Wealth, Inc. | Baton Rouge | LA | 08/2024 | Present |
1)Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Area Vice President Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Area Vice President Start Date: 08/31/2018 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3)Lincoln Financial Group;not investment related;1300 South Clinton Street,Ft Wayne,IN 46802;advisory council member;1/1/2022;0 hrs/month;0 hrs during trading;share and receive insight and feedback related to topics and trends that are,or have the potential to,impact the retirement industry
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-26 |
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