Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-19
TX RA APPROVED_RES 2015-10-05
NJ RA APPROVED 2015-07-01
  • NY RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED_RES
    Since 2015-10-05
  • NJ RA
    APPROVED
    Since 2015-07-01

Branch Locations

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Melville NY 06/2015 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, MASSAPEQUA, NY, 100% OWNERSHIP WITH SPOUSE, START: 3/28/2022, 10 HRS/MONTH, 0 HRS DURING TRADING, OWNER/LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-26
S63 Uniform Securities Agent State Law Examination 2009-07-27
  • S66 Uniform Combined State Law Examination
    2013-07-26
  • S63 Uniform Securities Agent State Law Examination
    2009-07-27
Other Names
  • Jenna Bernadette Kaye
  • Jenna Bernadette Kaye

View on SEC IAPD

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor