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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-19 |
| TX | RA | APPROVED_RES | 2015-10-05 |
| NJ | RA | APPROVED | 2015-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melville | NY | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, MASSAPEQUA, NY, 100% OWNERSHIP WITH SPOUSE, START: 3/28/2022, 10 HRS/MONTH, 0 HRS DURING TRADING, OWNER/LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-27 |
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