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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-16 |
| TN | RA | APPROVED | 2013-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emk Investment | Knoxville | TN | 05/2003 | Present |
| Advise Finance Llc | Louisville | KY | 02/2011 | Present |
| Osaic Wealth, Inc. | Louisville | TN | 03/2013 | Present |
1) EMK INVESTMENTS LLC,NO,1017 BRITTANY DEANNE LN KNOXVILLE, TN 37922,PERSONAL/PRIVATE REAL ESTATE OWNERSHIP UNDER LLC,MEMBER,01/01/2003,80,NO,CONTINUE TO IMPROVE PROPERTY TO KEEP VALUE. 2) SWANGER FAMILY TRUST,NO,3823 JACKSON BEND DR,FAMILY TRUST,TRUSTEE,01/01/2002,NO,0,TRUSTEE FOR OWN FAMILY LIVING TRUST. 3) ADVISE FINANCE LLC,YES, 123 CENTER PARK DR STE 216 KNOXVILLE TN 37922,FINANCIAL PLANNING,CFP, MBA,02/18/2011,160,160,GIVES FINANCIAL ADVISE. 4) IRS VOLUNTEER PROGRAM,NO,508 NORTH CUSICK STREET MARYVILLE,TN 37804,TAX PREPARATION,VOLUNTEER,01/01/2013,0,0,ASSIST LOW INCOME EARNERS TO FILE TAX RETURNS WITH IRS PROVIDED SOFTWARE. 5) ADVISE FINANCE, LLC; NOT INVESTMENT RELATED; 123 CENTER PARK DR., SUITE 216 PRINCIPAL; MARCH, 2013; APPROX HOURS- PENDING ON EACH CLIENT'S INSURANCE NEEDS SECURITYHOURS: N/A SINCE INS. IS NOT SECURITY RELATED; HELP CLIENTS MANAGE RISKS IN LIFE AND HEALTH MATTERS 6) ADVISE FINANCE POSITION: Tax Preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: 123 Center Park Dr.,#216, Knoxville TN 37922, United States DESCRIPTION: Provide tax services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-08 |
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