Nicholas Charles Hunzinger

Current Employers

Employment History

• 01/2015 → 04/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2014 → 04/2017
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 04/2017 → 07/2018
  Bmo Harris Financial Advisors
  Heartland, WI
• 08/2018 → 12/2021
  Wealth Partners Financial Services
  Mequon, WI
• 11/2020 → 12/2021
  Mutual Advisors, Llc.
  Casper, WY
• 12/2021 → 09/2023
  Sagepoint Financial Inc
  Milwaukee, WI
• 09/2023 → Present
  Osaic Wealth, Inc.
  Milwaukee, WI

Previous Registrations

• 2021-12-20 → 2023-09-01
  Osaic Services, Inc.
  Milwaukee, WI
• 2020-11-30 → 2021-12-21
  Mutual Advisors, Llc
  Cedarburg, WI
• 2018-08-15 → 2020-12-21
  Valmark Advisers, Inc.
  Mequon, WI
• 2017-04-21 → 2018-07-19
  Bmo Harris Financial Advisors, Inc.
  Hartland, WI
  Oconomowoc, WI
• 2011-05-26 → 2017-04-19
  Morgan Stanley
  Chicago, IL
  Chicago, IL
  Chicago, IL
  South Jordan, UT
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2009-09-04 → 2010-06-09
  Equitable Advisors, Llc
  Scottsdale, AZ

Other Businesses

1 - NICHOLAS HUNZINGER POSITION: Insurance agent NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1200 N Mayfair Rd., ste #300, Milwaukee WI 53226, United States DESCRIPTION: Provide Life Insurance coverage options to individuals , fixed annuity business when appropriate 2 -ATHENA FIDUCIARY ADVISING LLC POSITION: Proprietor NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/25/2023 ADDRESS: 1200 N Mayfair Rd, ste 300, Milwaukee WI 53226, United States DESCRIPTION: Help clients with their investments including managed accounts brokerage, and annuities 3. HIGH POINT CAPITAL GROUP POSITION: Wealth Advisor NATURE: S corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 180 START DATE: 10/31/2024 ADDRESS: 1200 N. Mayfair Rd., suite 300, milwaukee WI 53226, United States DESCRIPTION: Wealth advisor, helping clients with their investment assets including managed accounts, brokerage, annuities and financial planning

Exams

• S66 Uniform Combined State Law Examination
  2009-06-11