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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-26 |
| CA | RA | APPROVED | 2019-03-29 |
Branch Locations
140 10Th Street, Ste 20, Marina, CA 93933 • United States
3333 Clares St, Capitola, CA 95010 • United States
48 Rancho Del Mar, Aptos, CA 95003 • United States
255 Mount Hermon Rd Ste C, Scotts Valley, CA 95066 • United States
420 River Street, Santa Cruz, CA 95060 • United States
2028 Freedom Blv, Freedom, CA 95019 • United States
1481 Main Street, Watsonville, CA 95076 • United States
1524 N Main Street, Salinas, CA 93901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bay Federal Credit Union | Capitola | CA | 02/2013 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 02/2013 | 03/2019 |
| Lpl Financial Llc | Capitola | CA | 03/2019 | Present |
1)3/29/19- Investment Services at Bay Federal Credit Union- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2. 06/17/2019 - Oxford Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/14/2019 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-13 |
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