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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-20 |
| TX | RA | APPROVED | 2026-02-20 |
Branch Locations
1390 S. Main Street, Floor 1, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Walnut Creek | CA | 02/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 02/2026 | Present |
| Tnt Land Holdings Llc | Orinda | CA | 11/2025 | Present |
| Morgan Stanley Wealth Management | Orinda | CA | 08/2022 | 01/2026 |
| Bank Of America Merrill Lynch | Walnut Creek | CA | 08/2012 | 07/2022 |
| Terra Nova Trading Inc. | Orinda | CA | 08/2019 | Present |
Entity Name: Terra Nova Trading Inc. Investment related: No Address: 2 Theatre Square Suite 211,Orinda,CA,94563,USA Nature of the other business: Agriculture Position/Title/Relationship: Owner/Partner Start Date: 08/24/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is my husband's company that we own part of the shares within our Family Trust. I do not have an active role in the company but we do receive periodic distributions. Entity Name: TNT Land Holdings LLC Investment related: No Address: 2 Theatre Square Suite 211,Orinda,CA,94563,USA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/18/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personally Investing through my family trust in farmland with my husband's company. I have no active duties. NAME OF OTHER BUSINESS:Mariani Packing Corporation IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:500 Crocker Drive,Vacaville,CA,95688,USA NATURE OF OTHER BUSINESS:Dried Fruit Processor YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:1988-10-21 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:0 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Privately held family business with a note receivable due to an installment sale. IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-21 |
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