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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-10-15 |
| TX | RA | APPROVED | 2019-10-15 |
Branch Locations
7030 Pointe Inverness Way Suite 310, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 01/2011 | 02/2018 |
| First Merchants Investments | Muncie | IN | 02/2018 | 01/2019 |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2018 | 01/2019 |
| Cetera Investment Advisers | Muncie | IN | 02/2018 | 01/2019 |
| Stifel Nicolaus & Co Inc | Muncie | IN | 10/2019 | Present |
| Toyota Of Muncie | Muncie | IN | 02/2019 | 08/2019 |
1. Davethon, LLC; 260 E Eaton-Wheeling Pk, Eaton, IN 47338; Real Estate; 2% Owner; 06/04/2012; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 2. Jan & Dean Enterprises, LLC; 260 E Eaton-Wheeling PK, Eaton, IN 47338; Real Estate; 2% Owner; 06/04/2012; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 3. FWAHA - Fort Wayne Renegades; 3869 Ice Way Fort Wayne, IN 46805; Athletics/Hockey; Head Coach; Plan and run team practices Plan and manage in-game strategies Develop players for higher level hockey; 05/12/2026; 8hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-11 |
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