Franklin Romeo Lara

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-06
CA	RA	APPROVED	2013-07-10

TX RA
APPROVED_RES

Since 2015-10-06
CA RA
APPROVED

Since 2013-07-10

Branch Locations

13925 City Center Drive #200-235, Chino Hills, CA 91709 • United States

6160 Warren Parkway Ste. 100-154, Frisco, TX 75034 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Group	San Dimas	CA	07/2013	Present

07/2013 → Present

Independent Financial Group

San Dimas, CA

Previous Registrations

2011-03-24 → 2013-07-12

National Planning Corporation

West Covina, CA

Other Businesses

(1) PEAK FINANCIAL, INC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2013 ADDRESS: 451 W. Bonita Avenue, #5, San Dimas CA 91773, United States DESCRIPTION: IAR OF DBA PEAK FINANCIAL, INC. USED FOR MARKETING PURPOSES. (2) PEAK FINANCIAL INSURANCE AGENCY POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2013 ADDRESS: 451 W. Bonita Avenue, #5, San Dimas CA 91773, United States DESCRIPTION: CA INSURANCE AGENT OF DBA PEAK FINANCIAL INCUSRANCE AGENCY, OFFERING SALES OF VARIOUS INSURANCE PRODUCTS. (3) 805 TRANSPORTATION POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: Remote, Remote, Remote CA 91767, United States DESCRIPTION: Part owner of transportation company INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2025 ADDRESS: 13925 City Center Drive, Suite 200-235, Chino Hills CA 91709, United States DESCRIPTION: Insurance Agent with Purpose Wealth Partners, LLC DBA Purpose Wealth Partners offering sales of fixed insurance life, health, and fixed annuities since September 2025. Non-investment related. Approximately 10% time spent. Business conducted at office address of record. PURPOSE WEALTH PARTNERS, LLC. POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2025 ADDRESS: 13925 City Center Drive, Suite 200-235, Chino Hills CA 91709, United States DESCRIPTION: Founder/Fiduciary Financial Advisor DBA Purpose Wealth Partners, LLC. providing general financial planning, asset allocation, and investment management since September 2025. Investment related, approximately 15% time spent, business conducted at office address of record.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-22
S63	Uniform Securities Agent State Law Examination	2009-04-28

S65 Uniform Investment Adviser Law Examination

2011-03-22
S63 Uniform Securities Agent State Law Examination

2009-04-28

Other Names

Franklin Lara

View on SEC IAPD