Donne L Wall

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-11-17

MO RA
APPROVED

Since 2017-11-17

Branch Locations

Pevely, MO • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc	San Diego	CA	08/2011	11/2017
Spc	Ann Arbor	MI	11/2017	Present
Sigma Financial Corporation	Ann Arbor	MI	11/2017	Present

08/2011 → 11/2017

First Allied Securities, Inc

San Diego, CA
11/2017 → Present

Spc

Ann Arbor, MI
11/2017 → Present

Sigma Financial Corporation

Ann Arbor, MI

Previous Registrations

2011-09-06 → 2017-11-20

First Allied Advisory Services, Inc.

St. Louis, MO
2006-04-17 → 2011-09-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Other Businesses

1. DONNE WALL; SOLE PROPRIETOR. 2. Baseball instructor of private lessons. Start date: 1/1/06, approx. 12 hrs/mo, none during mkt hrs. Not investment related. 3. Sale of non-variable insurance products (including term life) through various insurance companies and approved FMOs. Start date: 10/27/22, approx. 2 hrs/mo. INV REL: Y

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-14

S66 Uniform Combined State Law Examination

2006-04-14

Other Names

Donnell L Wall

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