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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2022-09-19

Branch Locations

Fort Worth, TX • United States

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Kelly & Associates Llc Jacksonville FL 11/2015 11/2016
Insight Global Fort Lauderdale FL 11/2016 04/2017
Td Ameritrade Fort Worth TX 05/2017 06/2021
Ally Invest Securities Llc Charlotte NC 07/2022 Present
Ally Invest Advisors Charlotte NC 07/2022 Present
Clientwise Llc Las Colinas TX 06/2021 06/2022
  • 11/2015 → 11/2016
    J. Kelly & Associates Llc
    Jacksonville, FL
  • 11/2016 → 04/2017
    Insight Global
    Fort Lauderdale, FL
  • 05/2017 → 06/2021
    Td Ameritrade
    Fort Worth, TX
  • 07/2022 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 07/2022 → Present
    Charlotte, NC
  • 06/2021 → 06/2022
    Clientwise Llc
    Las Colinas, TX
Previous Registrations
  • 2017-06-05 → 2021-06-22
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Southlake, TX
    Omaha, NE
    Omaha, NE
    Westlake, TX
  • 2017-06-05 → 2019-01-04
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2014-06-30 → 2015-12-01
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Westlake, TX
  • 2014-06-30 → 2015-12-01
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Product Management. Dually licensed. 07/2022. 40+ hrs/month. Managing the Wealth product advisor services and operations functions. Work with Ally Invest Securities and Advisors business partners to ensure the success of Wealth through it's Advisory people channel.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
S63 Uniform Securities Agent State Law Examination 2013-06-10
  • S66 Uniform Combined State Law Examination
    2014-06-27
  • S63 Uniform Securities Agent State Law Examination
    2013-06-10
Other Names
  • Ashley Liggins

View on SEC IAPD

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