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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-16 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 04/2015 | 12/2019 |
| First Command | Fort Worth | TX | 10/2019 | 07/2020 |
| First Command Brokerage Services | Fort Worth | TX | 07/2020 | 11/2022 |
| First Command Advisory Services | Fort Worth | TX | 07/2020 | 11/2022 |
| First Command Insurance Services | Fort Worth | TX | 07/2020 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Woodbury | MN | 11/2022 | 03/2026 |
| Wells Fargo Bank, Na | Woodbury | MN | 11/2022 | 03/2026 |
| Lpl Enterprise Llc | St Louis Park | MN | 03/2026 | Present |
1. 03/04/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Oakdale, MN - OBA Start Date: 02/18/2026 2. 03/04/2026 - Tabitha Jackson, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Oakdale, MN - OBA Start Date: 02/18/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-24 |
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