Veronica Naomi Kern

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-27

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Manhattan Beach	CA	10/2015	06/2017
Bank Of America, N.A.	Manhattan Beach	CA	10/2015	07/2017
J.P. Morgan Securities, Llc	Los Angeles	CA	08/2017	12/2018
Morgan Stanley	Beverly Hills	CA	01/2019	05/2022
Ubs Financial Services Inc.	Los Angeles	CA	05/2022	Present

10/2015 → 06/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manhattan Beach, CA
10/2015 → 07/2017

Bank Of America, N.A.

Manhattan Beach, CA
08/2017 → 12/2018

J.P. Morgan Securities, Llc

Los Angeles, CA
01/2019 → 05/2022

Morgan Stanley

Beverly Hills, CA
05/2022 → Present

Ubs Financial Services Inc.

Los Angeles, CA

2019-01-11 → 2022-05-24

Morgan Stanley

Beverly Hills, CA
2017-08-28 → 2018-12-06

J.P. Morgan Securities Llc

Los Angeles, CA
2015-12-04 → 2017-07-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manhattan Beach, CA

Redondo Beach, CA

El Segundo, CA

El Segundo, CA

Manhattan Beach, CA

Redondo Beach, CA

Manhattan Beach, CA

Manhattan Beach, CA
2007-05-07 → 2015-10-15

Wells Fargo Clearing Services, Llc

Woodland Hills, CA

Los Angeles, CA

Pasadena, CA
2006-05-01 → 2007-02-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-28