Best Investors Account Sign in
Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-22
  • TX RA
    APPROVED
    Since 2013-02-22

Branch Locations

8080 N. Central Expressway Suite 1700, Dallas, TX 75206 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

209 W. College Street, Mesquite, TX 75149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 02/2013 Present
Previous Registrations
Other Businesses

1-- INTIRETY WEALTH MANAGEMENT POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 209 W. College Street Mesquite, TX 75149 United States. DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. 2-- RICHTER WEALTH MANAGEMENT, LLC POSITION: Certified Financial Planner[TM] NATURE: LLC for all income and expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 8 START DATE: 12/18/2017 ADDRESS: 3108 W 5th St, Ft. Worth TX 76107, United States DESCRIPTION: LLC for business to protect personal assets. 3-- MESQUITE ISD BENEFITS ENROLLMENT POSITION: Enroller NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 3 START DATE: 07/15/2020 ADDRESS: 3819 Towne Crossing, Mesquite TX 75150, United States DESCRIPTION: Guide employees through their insurance benefits and answer questions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-28
  • S66 Uniform Combined State Law Examination
    2010-07-28
Designations
Other Names
  • Randy Richter
  • Randy S Richter
  • Randell Richter

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor