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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-22 |
Branch Locations
8080 N. Central Expressway Suite 1700, Dallas, TX 75206 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
209 W. College Street, Mesquite, TX 75149 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 02/2013 | Present |
1-- INTIRETY WEALTH MANAGEMENT POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 209 W. College Street Mesquite, TX 75149 United States. DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. 2-- RICHTER WEALTH MANAGEMENT, LLC POSITION: Certified Financial Planner[TM] NATURE: LLC for all income and expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 8 START DATE: 12/18/2017 ADDRESS: 3108 W 5th St, Ft. Worth TX 76107, United States DESCRIPTION: LLC for business to protect personal assets. 3-- MESQUITE ISD BENEFITS ENROLLMENT POSITION: Enroller NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 3 START DATE: 07/15/2020 ADDRESS: 3819 Towne Crossing, Mesquite TX 75150, United States DESCRIPTION: Guide employees through their insurance benefits and answer questions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-28 |
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