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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-19
MA RA APPROVED 2014-05-12
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • MA RA
    APPROVED
    Since 2014-05-12

Branch Locations

201 Jones Road 5Th Floor, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Waltham MA 05/2011 Present
Nylife Securities Llc Waltham MA 06/2011 Present
Eagle Strategies Llc Waltham MA 04/2014 Present
Prowealth Llc Waltham MA 06/2020 Present
  • 05/2011 → Present
    New York Life Insurance Company
    Waltham, MA
  • 06/2011 → Present
    Nylife Securities Llc
    Waltham, MA
  • 04/2014 → Present
    Waltham, MA
  • 06/2020 → Present
    Prowealth Llc
    Waltham, MA
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Real Estate Investing; Buying, holding, and selling Real Estate; 225 Fallon Rd. #103 Stoneham, MA, 02180; Start Date 10/2019; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Boys & Girls Club of Greater Salem; An organization that provides save and productive after school environment and programs for underprivileged young people.; 29 Highland Ave, Salem, MA 01970; Start Date 02/2020; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Mortgage Deed Loan; Loaned 50K to a real estate project . Secured loan with a Mortgage deed. One time private placement- mortgage loan; 225 fallon rd stoneham ma 02180; Start Date 01/2020; Role/Title: Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF PROWEALTH, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WALTHAM, MA; START DATE: 06/2020] [M&S Payroll, LLC; Solely to provide payroll for our staff; 201 Jones Road, 5th floor Waltham MA 02451; Start Date 11/2022; Role/Title: Partner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; manage expenses][Huawei Technologies Stock; Private Equity passive investing; 50 Bopete Ln Tewksbury MA 01876; Start Date 12/2024; Role/Title: Passive Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-18
S63 Uniform Securities Agent State Law Examination 2009-10-20
  • S65 Uniform Investment Adviser Law Examination
    2014-04-18
  • S63 Uniform Securities Agent State Law Examination
    2009-10-20
Designations

View on SEC IAPD

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