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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-19
  • IL RA
    APPROVED
    Since 2023-09-19

Branch Locations

704 Florsheim Drive Suite 13, Libertyville, IL 60048 • United States

Lakemoor, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Libertyville IL 04/2009 09/2023
Donald Swanson - Thrivent Financial For Lutherans Libertyville IL 03/2012 07/2019
Thrivent Financial Appleton WI 07/2019 09/2023
Mml Investors Services Llc Libertyville IL 09/2023 Present
Massmutual Life Insurance Co Libertyville IL 09/2023 Present
  • 04/2009 → 09/2023
    Libertyville, IL
  • 03/2012 → 07/2019
    Donald Swanson - Thrivent Financial For Lutherans
    Libertyville, IL
  • 07/2019 → 09/2023
    Thrivent Financial
    Appleton, WI
  • 09/2023 → Present
    Libertyville, IL
  • 09/2023 → Present
    Massmutual Life Insurance Co
    Libertyville, IL
Previous Registrations
Other Businesses

NAME: JA ENTERPRISES DBA STRINGS & THINGS GUITARS INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: RETAIL SALES POSITION: OWNER START DATE: 6/1/2018 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: ADMINISTRATIVE, OPERATIONAL, SALES, PURCHASING, & RESTORATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-27
  • S66 Uniform Combined State Law Examination
    2009-04-27
Other Names
  • John A Negovetich

View on SEC IAPD

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