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Marion P. Smith

Citizens Securities, Inc.

Johnston, RI

Detroit, MI

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-23
  • MI RA
    APPROVED
    Since 2025-05-23

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

777 Woodward Ave. Mailstop: Mib767, Detroit, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 04/2011 08/2021
J.P. Morgan Securities Llc Troy MI 09/2021 03/2025
Jp Morgan Chase Bank, N.A, Troy MI 09/2021 03/2025
Citizens Securities, Inc. Detroit MI 05/2025 Present
Previous Registrations
  • 2021-10-21 → 2025-03-24
    J.P. Morgan Securities Llc
    Farmington Hills, MI
    Detroit, MI
    Bloomfield Hills, MI
    Rochester Hills, MI
    West Bloomfield, MI
    Auburn Hills, MI
    Detroit, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Rochester, MI
    Bloomfield Hills, MI
    Redford, MI
    Detroit, MI
    Southfield, MI
    Orchard Lake, MI
    Troy, MI
    Troy, MI
  • 2011-05-10 → 2021-08-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
    Pennington, NJ
    Riverside, RI
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Boston, MA
    Albany, NY
    Chicago, IL
    Boston, MA
    Chicago, IL
    Chicago, IL
    Las Vegas, NV
    Charlotte, NC
  • 2009-06-10 → 2011-03-04
    Edward Jones
    St Louis, MO
    Kennewick, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-28
  • S66 Uniform Combined State Law Examination
    2009-05-28
Designations
Other Names
  • Marion Phyllis Gallagher
  • Marion P Smith
  • Marion Phyllis Smith

View on SEC IAPD

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