Steven Michael Wallace

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-19
SD	RA	APPROVED	2020-12-22
NV	RA	APPROVED	2020-12-02
DC	RA	APPROVED	2020-12-01
MA	RA	APPROVED	2020-11-24
ND	RA	APPROVED	2020-11-24
AZ	RA	APPROVED	2020-11-23
WV	RA	APPROVED	2020-11-23
NE	RA	APPROVED	2020-11-19
GA	RA	APPROVED	2020-11-18
MT	RA	APPROVED	2020-11-18
NM	RA	APPROVED	2020-11-18
UT	RA	APPROVED	2020-11-18
AK	RA	APPROVED	2020-11-17
AR	RA	APPROVED	2020-11-17
HI	RA	APPROVED	2020-11-17
ID	RA	APPROVED	2020-11-17
IL	RA	APPROVED	2020-11-17
IN	RA	APPROVED	2020-11-17
IA	RA	APPROVED	2020-11-17
KS	RA	APPROVED	2020-11-17
KY	RA	APPROVED	2020-11-17
LA	RA	APPROVED	2020-11-17
MI	RA	APPROVED	2020-11-17
MN	RA	APPROVED	2020-11-17
MS	RA	APPROVED	2020-11-17
MO	RA	APPROVED	2020-11-17
OK	RA	APPROVED	2020-11-17
OR	RA	APPROVED	2020-11-17
VT	RA	APPROVED	2020-11-17
WA	RA	APPROVED	2020-11-17
WI	RA	APPROVED	2020-11-17
WY	RA	APPROVED	2020-11-17
AL	RA	APPROVED	2019-10-04
CO	RA	APPROVED	2019-08-07
CA	RA	APPROVED	2019-07-09
FL	RA	APPROVED	2016-05-25
NJ	RA	APPROVED	2016-05-25
CT	RA	APPROVED	2016-05-24
DE	RA	APPROVED	2016-05-24
ME	RA	APPROVED	2016-05-24
MD	RA	APPROVED	2016-05-24
NH	RA	APPROVED	2016-05-24
NC	RA	APPROVED	2016-05-24
OH	RA	APPROVED	2016-05-24
PA	RA	APPROVED	2016-05-24
RI	RA	APPROVED	2016-05-24
SC	RA	APPROVED	2016-05-24
TX	RA	APPROVED	2016-05-24
VA	RA	APPROVED	2016-05-24

NY RA
APPROVED

Since 2021-08-19
SD RA
APPROVED

Since 2020-12-22
NV RA
APPROVED

Since 2020-12-02
DC RA
APPROVED

Since 2020-12-01
MA RA
APPROVED

Since 2020-11-24
ND RA
APPROVED

Since 2020-11-24
AZ RA
APPROVED

Since 2020-11-23
WV RA
APPROVED

Since 2020-11-23
NE RA
APPROVED

Since 2020-11-19
GA RA
APPROVED

Since 2020-11-18
MT RA
APPROVED

Since 2020-11-18
NM RA
APPROVED

Since 2020-11-18
UT RA
APPROVED

Since 2020-11-18
AK RA
APPROVED

Since 2020-11-17
AR RA
APPROVED

Since 2020-11-17
HI RA
APPROVED

Since 2020-11-17
ID RA
APPROVED

Since 2020-11-17
IL RA
APPROVED

Since 2020-11-17
IN RA
APPROVED

Since 2020-11-17
IA RA
APPROVED

Since 2020-11-17
KS RA
APPROVED

Since 2020-11-17
KY RA
APPROVED

Since 2020-11-17
LA RA
APPROVED

Since 2020-11-17
MI RA
APPROVED

Since 2020-11-17
MN RA
APPROVED

Since 2020-11-17
MS RA
APPROVED

Since 2020-11-17
MO RA
APPROVED

Since 2020-11-17
OK RA
APPROVED

Since 2020-11-17
OR RA
APPROVED

Since 2020-11-17
VT RA
APPROVED

Since 2020-11-17
WA RA
APPROVED

Since 2020-11-17
WI RA
APPROVED

Since 2020-11-17
WY RA
APPROVED

Since 2020-11-17
AL RA
APPROVED

Since 2019-10-04
CO RA
APPROVED

Since 2019-08-07
CA RA
APPROVED

Since 2019-07-09
FL RA
APPROVED

Since 2016-05-25
NJ RA
APPROVED

Since 2016-05-25
CT RA
APPROVED

Since 2016-05-24
DE RA
APPROVED

Since 2016-05-24
ME RA
APPROVED

Since 2016-05-24
MD RA
APPROVED

Since 2016-05-24
NH RA
APPROVED

Since 2016-05-24
NC RA
APPROVED

Since 2016-05-24
OH RA
APPROVED

Since 2016-05-24
PA RA
APPROVED

Since 2016-05-24
RI RA
APPROVED

Since 2016-05-24
SC RA
APPROVED

Since 2016-05-24
TX RA
APPROVED

Since 2016-05-24
VA RA
APPROVED

Since 2016-05-24

Branch Locations

9000 Atrium Way, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank N.A.	Haddon Township	NJ	02/2016	01/2019
Td Private Client Wealth Llc	Haddon Township	NJ	02/2016	Present
Td Bank N.A.	Haddon Township	NJ	01/2019	12/2024
Td Bank N.A.	Mount Laurel	NJ	12/2024	Present

02/2016 → 01/2019

Td Bank N.A.

Haddon Township, NJ
02/2016 → Present

Td Private Client Wealth Llc

Haddon Township, NJ
01/2019 → 12/2024

Td Bank N.A.

Haddon Township, NJ
12/2024 → Present

Td Bank N.A.

Mount Laurel, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-23

S66 Uniform Combined State Law Examination

2016-05-23

Designations

Other Names

Steven M Wallace

View on SEC IAPD

Current Employers

Td Private Client Wealth Llc

Disclosures

Employment History

Exams

Designations

Other Names

Reviews