Arthur Garofalo

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-06-15
TX	RA	APPROVED_RES	2026-06-12

CT RA
APPROVED

Since 2026-06-15
TX RA
APPROVED_RES

Since 2026-06-12

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Lexington	MA	06/2011	06/2026
Morgan Stanley Smith Barney Llc	Westport	CT	06/2026	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2026	Present

06/2011 → 06/2026

Infinex Investments, Inc.

Lexington, MA
06/2026 → Present

Morgan Stanley Smith Barney Llc

Westport, CT
07/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-06-23 → 2026-06-15

Osaic Institutions, Inc.

Weston, MA

Lexington, MA

Meriden, CT

Meriden, CT
2010-03-03 → 2011-06-27

Osaic Wealth, Inc.

Old Greenwich, CT
2009-12-04 → 2010-03-19

Cetera Investment Advisers Llc

Lexington, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-03

S66 Uniform Combined State Law Examination

2009-12-03

Other Names

Arthur R. Garofalo

View on SEC IAPD

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