Alexander Thomas Goss

Current Employers

Employment History

• 06/2014 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, LA
• 06/2014 → Present
  Lpl Financial, Llc
  New Orleans, LA

Previous Registrations

• 2012-12-07 → 2014-06-23
  Wells Fargo Advisors Financial Network, Llc
  New Orleans, LA
  Baton Rouge, LA
• 2009-06-02 → 2012-12-07
  Wells Fargo Clearing Services, Llc
  New Orleans, LA
  Baton Rouge, LA

Other Businesses

1. 2/11/2015: GWM Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2015 - 160 Hours Per Month During Securities Trading. 2. 5/8/2015: AIM Systems Inc - Investment Related - 11675 Rainwater Dr., Suite 200, Alpharetta, GA 30009 - Non-Variable Insurance - Started 04/22/2015 - 1 Hours Per Month During Securities Trading - Fixed insurance sales life, health, disability, LTC, fixed annuities. 3. 1/21/2016: GWM ADVISORS, LLC - DBA: (Hybrid) Goss Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/05/2016 - 180 Hours Per Month/140 Hours During Securities Trading - IAR. 4. 3/18/2016: Goss Client Business LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2016 - 40 Hours Per Month During Securities Trading. 5. 3/18/2016: GWM Shreveport - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2016 - 40 Hours Per Month During Securities Trading. 6. 11/1/2017 - GWM ADVISORS, LLC - DBA: Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/21/2017 - 160 Hours Per Month/40 Hours During Securities Trading. 7. 7/17/2018 - Goss Advisors Real Estate - Investment Related - 858 Camp Street New Orleans, LA 70113 - Business Entity For Tax/Investment Purposes Only - Start Date:07/02/2018 - 0 Hours Per Month/0 Hours During Trading. 8. 4/29/2021 - Brush Creek Properties LLC - Not Investment Related - 6300 Corporate Blvd, Baton Rouge, LA 70809 - Business Entity For Tax/Investment Purposes Only - Started 11/25/2020 - 0 Hours Per Month - Purchasing hunting property in Mississippi. Land will be held in an LLC for liability reasons. 9. 7/27/2021 - Acadian Villas LLC - Investment Related - Lafayette, LA 70503 - Real Estate Rental - Start Date: 9/30/2020 - 0 Hours Per Month/0 Hours During Securities Trading - 12 Plex Apartment Building. 10. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/03/2015 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 10/07/2022 - Goss Ventures - Investment Related - Baton Rouge, LA 70809 - Real Estate Rental - Start Date - 07/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading 12. 10/20/2022 - GCB Blackwell LLC - DBA: Goss Wealth Management - Not Investment Related - 10235 Jefferson Hwy, Building 6 Suite A, Baton Rouge, LA 70809 - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2022 - 3 Hours Per Month/3 Hours During Securities Trading. 13. 10/20/2022 - GCB Northshore - DBA: Goss Wealth Management - Not Investment Related - 10235 Jefferson Hwy, Building 6 Suite A, Baton Rouge, LA 70809 - Business Entity For Tax/Investment Purposes Only - Start Date: 10/01/2022 - 4 Hours Per Month/4 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-28

Other Names

• Alex Goss
• Alexander Goss