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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-11
  • TX RA
    APPROVED
    Since 2016-11-11

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

5500 Preston Rd, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Dallas TX 07/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 11/2016 Present
Other Businesses

I*1744263, Entity Type:Entity Charitable, Name of OBA:St. James Episcopal School of Dallas Address:Dallas, TX 75238 Investment Related: No Position, Title, Association:Committee,Board Member Employee Start Date: 08/01/2024No Hours: No Hours during trading: Duties:3-year commitment to St. James Episcopal School Board of Trustees to provide oversight of the school and periodic strategic and operational reports regarding the school to St. James Episcopal Church

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-30
  • S66 Uniform Combined State Law Examination
    2016-09-30
Other Names
  • Teresa Peterman
  • Teresa Marie Peterman

View on SEC IAPD

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