Heather Nicole Hammonds

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-08-07
NC	RA	APPROVED	2025-05-05
TX	RA	APPROVED_RES	2025-05-02

AL RA
APPROVED

Since 2026-08-07
NC RA
APPROVED

Since 2025-05-05
TX RA
APPROVED_RES

Since 2025-05-02

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

300 E Kingston Ave, Charlotte, NC 28203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D. Scott Welton & Associates	Charlotte	NC	11/2008	Present
John Tonissen	Charlotte	NC	09/2020	Present
Cape Securities, Inc.	Mcdonough	GA	04/2025	Present
Cape Investment Advisory	Mcdonough	GA	04/2025	Present
American Global Wealth Management	Mcdonough	GA	01/2026	Present

11/2008 → Present

D. Scott Welton & Associates

Charlotte, NC
09/2020 → Present

John Tonissen

Charlotte, NC
04/2025 → Present

Cape Securities, Inc.

Mcdonough, GA
04/2025 → Present

Cape Investment Advisory

Mcdonough, GA
01/2026 → Present

American Global Wealth Management

Mcdonough, GA

Other Businesses

Beginning 1/2020-Approximately 5 hours per month (0 during trading hours) as owner/member manager at Spot On Roofing & Solar LLC, a non-investment related roof replacement company. I handle Quickbooks for the company while my husband handles the day-to-day operations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-03

S66 Uniform Combined State Law Examination

2025-03-03

Other Names

Heather N Slaughter
Heather N Hammonds
Heather Nicole Slaughter

View on SEC IAPD