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Anthony Christopher Ventura

Pfs Investments Inc.

Cincinnati, OH

Fort Wright, KY

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-04-17
  • OH RA
    APPROVED
    Since 2024-04-17

Branch Locations

9918 Carver Road Suite 110-C, Cincinnati, OH 45242 • United States

1717 Dixie Highway Ste 415, Fort Wright, KY 41011 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Cincinnati OH 09/2013 10/2018
Pnc Investments Cincinnati OH 09/2013 10/2018
Unemployed Cincinnati OH 11/2018 04/2019
Lifetime Financial Growth Cincinnati OH 05/2019 07/2021
Ifs Financial Services Cincinnati OH 08/2021 01/2022
Touchstone Securities Cincinnati OH 08/2021 12/2021
W&S Brokerage Services, Inc. Cincinnati OH 01/2022 03/2022
Primerica Financial Services Cincinnati OH 09/2008 Present
Pfs Investments Inc. Cincinnati OH 03/2024 Present
Unemployed Cincinnati OH 04/2022 12/2022
Schaeffers Investment Research Cincinnati OH 12/2022 03/2023
Unemployed Cincinnati OH 04/2023 10/2023
The Home Depot Cincinnati OH 10/2023 Present
Western & Southern Financial Group Cincinnati OH 08/2021 03/2022
  • 09/2013 → 10/2018
    Pnc Bank
    Cincinnati, OH
  • 09/2013 → 10/2018
    Pnc Investments
    Cincinnati, OH
  • 11/2018 → 04/2019
    Unemployed
    Cincinnati, OH
  • 05/2019 → 07/2021
    Lifetime Financial Growth
    Cincinnati, OH
  • 08/2021 → 01/2022
    Ifs Financial Services
    Cincinnati, OH
  • 08/2021 → 12/2021
    Touchstone Securities
    Cincinnati, OH
  • 01/2022 → 03/2022
    W&S Brokerage Services, Inc.
    Cincinnati, OH
  • 09/2008 → Present
    Primerica Financial Services
    Cincinnati, OH
  • 03/2024 → Present
    Pfs Investments Inc.
    Cincinnati, OH
  • 04/2022 → 12/2022
    Unemployed
    Cincinnati, OH
  • 12/2022 → 03/2023
    Schaeffers Investment Research
    Cincinnati, OH
  • 04/2023 → 10/2023
    Unemployed
    Cincinnati, OH
  • 10/2023 → Present
    The Home Depot
    Cincinnati, OH
  • 08/2021 → 03/2022
    Western & Southern Financial Group
    Cincinnati, OH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-10
S63 Uniform Securities Agent State Law Examination 2023-01-14
  • S65 Uniform Investment Adviser Law Examination
    2023-07-10
  • S63 Uniform Securities Agent State Law Examination
    2023-01-14
Other Names
  • Anthony C Ventura
  • Tony Ventura

View on SEC IAPD

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